| Symbol | Company Name | Weighted Alpha | Last | Market Cap | P/E Ratio | E.P.S. | Beta | Annual Div Yld | R.O.E. | Price Sales |
|---|---|---|---|---|---|---|---|---|---|---|
| BPSG | BROADPOINT SECS | +174.30 | 3.45 | 233280 | n/e | -0.39 | 1.34 | 0.00 | -19.92% | 2.23 |
| SWS | SWS GROUP INC | +40.40 | 20.85 | 550670 | 18.00 | 1.11 | 1.63 | 1.78 | 9.73% | 0.90 |
| SF | STIFEL FINANCIA | +31.30 | 41.60 | 961880 | 16.00 | 1.80 | 1.88 | 0.00 | 15.60% | 0.91 |
| NITE | KNIGHT CAPITAL | +29.70 | 17.50 | 1619870 | 14.00 | 1.36 | 0.90 | 0.00 | 12.77% | 1.81 |
| KBW | KBW INC | +29.40 | 30.18 | 870070 | n/e | -0.27 | n/a | 0.00 | -0.27% | 1.58 |
| SCHW | CHARLES SCHWAB | +28.50 | 24.21 | 27503430 | 23.00 | 2.06 | 1.64 | 1.00 | 34.19% | 4.32 |
| AMTD | TD AMERITRADE H | +27.10 | 21.35 | 12113810 | 15.00 | 1.38 | 1.61 | 0.00 | 33.82% | 4.16 |
| LAB | LABRANCHE & CO | +26.20 | 6.84 | 398610 | 49.00 | -0.60 | 0.91 | 0.00 | 1.53% | 0.78 |
| IAAC | INTL ASSET HLDG | +17.40 | 29.35 | 243190 | 13.00 | 2.72 | 1.32 | 0.00 | 41.99% | 0.05 |
| WDR | WADDELL& REED F | +7.40 | 28.85 | 2791030 | 21.00 | 1.56 | 1.25 | 2.36 | 37.52% | 3.29 |
| CLMS | CALAMOS ASSET M | +7.10 | 23.05 | 431000 | 15.00 | 0.85 | 2.71 | 2.05 | 14.95% | 0.87 |
| RJF | RAYMOND JAMES F | +3.10 | 31.34 | 3677900 | 15.00 | 2.09 | 1.85 | 1.43 | 13.86% | 1.11 |
| GBL | GAMCO INVESTORS | +0.70 | 51.75 | 1324500 | 20.00 | 2.36 | 1.11 | 0.25 | 13.50% | 5.13 |
| OXPS | OPTIONSXPRESS H | -2.00 | 23.53 | 1387410 | 14.00 | 1.61 | 1.64 | 1.39 | 39.53% | 6.02 |
| TRAD | TRADESTATION GR | -5.70 | 10.43 | 438360 | 13.00 | 0.76 | 2.17 | 0.00 | 22.74% | 3.35 |
| SEIC | SEI INVESTMENTS | -8.30 | 23.73 | 4556750 | 17.00 | 1.13 | 1.03 | 0.68 | 36.10% | 3.60 |
| GS | GOLDMAN SACHS G | -10.80 | 167.61 | 64572212 | 8.00 | 20.95 | 1.51 | 0.85 | 24.63% | 0.84 |
| PJC | PIPER JAFFRAY C | -11.00 | 40.02 | 711970 | 58.00 | 0.72 | 2.39 | 0.00 | 1.25% | 1.30 |
| JEF | JEFFERIES GROUP | -14.00 | 19.58 | 3111080 | n/e | -0.37 | 1.54 | 2.60 | -2.68% | 0.81 |
| KHD | KHD HUMBOLDT WE | -18.40 | 25.09 | 799690 | n/e | 1.52 | 2.41 | 0.00 | n/e% | 1.50 |
| COWN | COWEN GROUP INC | -18.70 | 9.09 | 132040 | n/e | -1.12 | n/a | 0.00 | -8.24% | 0.77 |
| MKTX | MARKETAXESS HOL | -20.50 | 10.78 | 311430 | 39.00 | 0.26 | 0.45 | 0.00 | 4.89% | 3.04 |
| ITG | INVESTMENT TEC | -21.50 | 34.00 | 1398460 | 12.00 | 2.66 | 1.00 | 0.00 | 16.25% | 2.66 |
| NMR | NOMURA HOLDINGS | -21.80 | 13.36 | 25422500 | n/e | -0.33 | 1.04 | 0.00 | -10.21% | 2.18 |
| CS | CREDIT SUISSE G | -23.70 | 47.29 | 53915268 | 20.00 | 0.06 | 1.61 | 3.36 | 3.96% | 0.76 |
| JMP | JMP GROUP INC | -29.10 | 5.99 | 122430 | 20.00 | 0.21 | n/a | 3.33 | 5.43% | 1.55 |
| MS | MORGAN STANLEY | -31.00 | 42.17 | 45281052 | n/e | 0.23 | 1.61 | 2.65 | 1.88% | 0.58 |
| JLI | JESUP & LAMONT | -36.70 | 1.00 | 21930 | n/e | -1.13 | 2.22 | 0.00 | -91.14% | 0.17 |
| OPY | OPPENHEIMER HLD | -37.20 | 27.50 | 359660 | 8.00 | 2.06 | 0.76 | 1.65 | 10.11% | 0.57 |
| TWPG | THOMAS WEISEL P | -42.00 | 6.95 | 150900 | n/e | -1.31 | n/a | 0.00 | -5.52% | 0.83 |
| MER | ML CO CMN STK | -61.60 | 28.33 | 43417000 | n/e | -21.99 | 2.00 | 4.94 | -69.87% | 0.64 |
| FBCM | FBR CAPITAL MAR | -63.90 | 4.83 | 324020 | n/e | -0.98 | n/a | 0.00 | -10.35% | 0.89 |
| NXST | NEXSTAR BROADCA | -64.30 | 3.37 | 102610 | n/e | -0.73 | 2.19 | 0.00 | n/e% | 0.69 |

| LEHMAN BROS HLD | -74.10 | 15.17 | |
| ML CO CMN STK | -65.60 | 26.21 | |
| MORGAN STANLEY | -35.10 | 40.34 | |
| E*TRADE FINL CO | -75.00 | 3.21 | |
| CHARLES SCHWAB | +23.80 | 23.56 |
