| Symbol | Company Name | Weighted Alpha | Last | Market Cap | P/E Ratio | E.P.S. | Beta | Annual Div Yld | R.O.E. | Price Sales |
|---|---|---|---|---|---|---|---|---|---|---|
| BPSG | BROADPOINT SECU | +7.70 | 2.35 | 196350 | n/e | -0.44 | 0.79 | 0.00 | -15.34% | 2.23 |
| SF | STIFEL FINANCIA | +3.40 | 38.85 | 1091680 | 17.00 | 1.96 | 1.12 | 0.00 | 14.82% | 0.99 |
| NITE | KNIGHT CAPITAL | +0.40 | 15.17 | 1500030 | 11.00 | 1.59 | 0.48 | 0.00 | 15.67% | 1.79 |
| GHL | GREENHILL & CO | -5.50 | 66.11 | 1815750 | 29.00 | 2.32 | 0.84 | 2.64 | 44.12% | 4.11 |
| SWS | SWS GROUP INC | -18.20 | 13.97 | 401160 | 13.00 | 1.15 | 1.22 | 2.46 | 9.40% | 1.04 |
| SIEB | SIEBERT FINANCI | -20.00 | 2.42 | 40200 | 60.00 | 0.03 | 1.31 | 5.52 | 1.57% | 2.07 |
| DHIL | DIAMOND HILL IN | -24.20 | 56.67 | 135710 | 17.00 | 3.28 | 1.67 | 0.00 | 16.02% | 3.97 |
| KBW | KBW INC | -26.10 | 22.30 | 754790 | n/e | -1.19 | n/a | 0.00 | -6.70% | 1.68 |
| PJC | PIPER JAFFRAY C | -28.30 | 35.28 | 726470 | n/e | -1.26 | 1.21 | 0.00 | -0.71% | 1.30 |
| COWN | COWEN GROUP INC | -29.70 | 6.32 | 83390 | n/e | -6.34 | n/a | 0.00 | -9.30% | 0.72 |
| SCHW | CHARLES SCHWAB | -35.80 | 16.20 | 21110960 | 17.00 | 1.04 | 1.34 | 1.31 | 32.19% | 4.43 |
| LAB | LABRANCHE & CO | -42.90 | 4.19 | 303770 | 12.00 | -0.79 | 0.38 | 0.00 | 5.22% | 0.81 |
| LTS | LADENBURG THALM | -43.20 | 1.00 | 179620 | n/e | -0.01 | 1.87 | 0.00 | -2.50% | 3.24 |
| AMTD | TD AMERITRADE H | -47.30 | 11.90 | 7880480 | 10.00 | 1.34 | 1.39 | 0.00 | 30.30% | 35.16 |
| IBKR | INTERACTIVE BRO | -52.70 | 16.80 | 740580 | 8.00 | 2.21 | n/a | 0.00 | 20.13% | 0.59 |
| TRAD | TRADESTATION GR | -55.70 | 6.41 | 305220 | 9.00 | 0.74 | 1.51 | 0.00 | 20.90% | 3.29 |
| EVR | EVERCORE PARTNE | -55.90 | 10.84 | 116860 | n/e | 0.08 | n/a | 4.80 | n/e% | 0.50 |
| SMHG | SANDERS MORRIS | -62.20 | 4.62 | 147220 | 58.00 | 1.16 | 1.32 | 3.42 | 0.96% | 1.13 |
| JMP | JMP GROUP INC | -62.90 | 3.92 | 73590 | 367.00 | -0.08 | n/a | 5.45 | 0.34% | 1.54 |
| FBCM | FBR CAPITAL MAR | -64.50 | 3.41 | 333830 | n/e | -1.42 | n/a | 0.00 | -14.82% | 0.84 |
| OXPS | OPTIONSXPRESS H | -64.90 | 11.97 | 845990 | 9.00 | 1.61 | 1.32 | 2.27 | 38.40% | 5.94 |
| JEF | JEFFERIES GROUP | -65.80 | 11.08 | 2018630 | n/e | -0.81 | 1.38 | 0.00 | -5.76% | 0.81 |
| RJF | RAYMOND JAMES F | -67.00 | 17.12 | 2630230 | 11.00 | 2.09 | 1.52 | 2.00 | 13.00% | 1.10 |
| NMR | NOMURA HOLDINGS | -68.00 | 6.75 | 13895630 | n/e | -0.33 | 1.29 | 1.07 | -13.32% | 2.18 |
| TWPG | THOMAS WEISEL P | -70.40 | 4.45 | 103890 | n/e | -4.69 | n/a | 0.00 | -10.26% | 0.63 |
| PNSN | PENSON WORLDWID | -70.40 | 6.59 | 165480 | 5.00 | 1.23 | n/a | 0.00 | 12.13% | 0.79 |
| RODM | RODMAN & RENSHA | -71.50 | 1.13 | 35130 | 12.00 | 0.08 | n/a | 0.00 | 4.05% | 1.01 |
| ITG | INVESTMENT TEC | -71.60 | 16.18 | 729210 | 6.00 | 2.63 | 1.44 | 0.00 | 15.54% | 2.38 |
| OPY | OPPENHEIMER HLD | -72.90 | 12.19 | 169600 | 7.00 | 0.69 | 1.19 | 3.43 | 5.75% | 0.50 |
| IAAC | INTERNATIONAL A | -74.80 | 7.01 | 72210 | 4.00 | 2.72 | 1.72 | 0.00 | 41.99% | 0.05 |
| MF | MF GLOBAL | -77.80 | 2.50 | 315030 | 22.00 | -0.18 | n/a | 0.00 | 1.75% | 0.68 |
| PLCC | PAULSON CAPITAL | -80.10 | 1.26 | 7610 | n/e | -2.17 | 1.53 | 0.00 | -39.33% | 0.88 |
| BGCP | BGC PARTNERS CL | -80.80 | 3.29 | 306880 | 15.00 | -0.23 | 0.96 | 10.53 | 25.62% | 2.39 |

| ML CO CMN STK | -82.00 | 11.56 | |
| MORGAN STANLEY | -81.20 | 12.04 | |
| GOLDMAN SACHS G | -81.00 | 65.00 | |
| E*TRADE FINANCI | -82.30 | 1.22 | |
| CHARLES SCHWAB | -35.80 | 16.20 |
