| Symbol | Company Name | Weighted Alpha | Last | Market Cap | P/E Ratio | E.P.S. | Beta | Annual Div Yld | R.O.E. | Price Sales |
|---|---|---|---|---|---|---|---|---|---|---|
| BPSG | BROADPOINT SECS | +97.20 | 2.80 | 239570 | n/e | -0.39 | 1.34 | 0.00 | -19.92% | 2.23 |
| SF | STIFEL FINANCIA | +40.80 | 48.65 | 1251080 | 20.00 | 1.80 | 1.24 | 0.00 | 15.60% | 0.91 |
| SWS | SWS GROUP INC | +16.70 | 18.86 | 557010 | 18.00 | 1.17 | 1.39 | 1.77 | 9.73% | 2.10 |
| NITE | KNIGHT CAPITAL | +6.60 | 15.10 | 1345040 | 12.00 | 1.36 | 1.08 | 0.00 | 12.77% | 1.81 |
| SCHW | CHARLES SCHWAB | +1.00 | 22.49 | 28067320 | 23.00 | 2.06 | 1.26 | 0.98 | 34.19% | 4.32 |
| KBW | KBW INC | -2.00 | 30.25 | 1076850 | n/e | -0.27 | n/a | 0.00 | -0.27% | 1.60 |
| AMTD | TD AMERITRADE H | -9.20 | 17.55 | 10386820 | 13.00 | 1.38 | 1.71 | 0.00 | 33.82% | 4.16 |
| GBL | GAMCO INVESTORS | -11.10 | 48.33 | 1510040 | 23.00 | 2.36 | 0.46 | 0.22 | 13.50% | 5.13 |
| LAB | LABRANCHE & CO | -15.10 | 4.92 | 293230 | 36.00 | -0.60 | 1.24 | 0.00 | 1.53% | 0.78 |
| IAAC | INTL ASSET HLDG | -17.30 | 23.10 | 213880 | 11.00 | 2.72 | 1.40 | 0.00 | 41.99% | 0.05 |
| RJF | RAYMOND JAMES F | -21.00 | 27.64 | 3829810 | 15.00 | 2.09 | 1.43 | 1.38 | 13.86% | 1.10 |
| SIEB | SIEBERT FIN CP | -23.60 | 2.75 | 73290 | 83.00 | 0.04 | 0.84 | 3.03 | 2.38% | 2.08 |
| CS | CREDIT SUISSE G | -27.30 | 47.00 | 58123400 | 21.00 | 0.06 | 1.28 | 3.12 | 3.96% | 0.76 |
| SEIC | SEI INVESTMENTS | -29.40 | 21.20 | 4553050 | 17.00 | 1.13 | 0.96 | 0.67 | 36.10% | 3.60 |
| PJC | PIPER JAFFRAY C | -30.40 | 37.36 | 822910 | 66.00 | 0.72 | 1.68 | 0.00 | 1.25% | 1.30 |
| NMR | NOMURA HOLDINGS | -31.10 | 12.90 | 25975990 | n/e | -0.33 | 0.92 | 0.57 | -10.21% | 2.18 |
| TRAD | TRADESTATION GR | -31.30 | 8.68 | 393920 | 12.00 | 0.76 | 1.86 | 0.00 | 22.74% | 3.35 |
| COWN | COWEN GROUP INC | -33.40 | 8.14 | 115400 | n/e | -1.12 | n/a | 0.00 | -8.24% | 0.77 |
| WDR | WADDELL& REED F | -36.10 | 21.52 | 2108560 | 16.00 | 1.56 | 1.44 | 3.09 | 37.52% | 3.27 |
| JMP | JMP GROUP INC | -36.10 | 5.42 | 108280 | 18.00 | 0.21 | n/a | 3.70 | 5.43% | 1.55 |
| OXPS | OPTIONSXPRESS H | -39.10 | 17.58 | 1141400 | 12.00 | 1.61 | 1.66 | 1.68 | 39.53% | 6.00 |
| TWPG | THOMAS WEISEL P | -40.20 | 7.63 | 187350 | n/e | -1.31 | n/a | 0.00 | -5.52% | 0.68 |
| JEF | JEFFERIES GROUP | -40.20 | 18.81 | 3616980 | n/e | -0.37 | 0.99 | 2.24 | -2.68% | 0.81 |
| CLMS | CALAMOS ASSET M | -43.70 | 14.50 | 334590 | 12.00 | 0.85 | 2.53 | 2.56 | 14.95% | 0.87 |
| ITG | INVESTMENT TEC | -44.00 | 27.82 | 1318940 | 11.00 | 2.66 | 0.96 | 0.00 | 16.25% | 2.66 |
| GS | GOLDMAN SACHS G | -47.50 | 128.00 | 52966780 | 8.00 | 16.63 | 1.65 | 1.04 | 19.00% | 0.84 |
| OPY | OPPENHEIMER HLD | -52.00 | 22.75 | 335370 | 8.00 | 2.06 | 0.75 | 1.74 | 10.11% | 0.57 |
| FBCM | FBR CAPITAL MAR | -52.80 | 5.97 | 399930 | n/e | -0.98 | n/a | 0.00 | -10.35% | 0.89 |
| KHD | KHD HUMBOLDT WE | -53.30 | 18.17 | 597330 | n/e | 1.52 | 2.52 | 0.00 | n/e% | 1.50 |
| MKTX | MARKETAXESS HOL | -55.80 | 7.12 | 223940 | 28.00 | 0.26 | 0.77 | 0.00 | 4.89% | 3.04 |
| MS | MORGAN STANLEY | -65.80 | 23.92 | 27082120 | n/e | 0.11 | 2.14 | 4.42 | 1.76% | 0.58 |
| MER | ML CO CMN STK | -70.20 | 26.67 | 40844428 | n/e | -21.99 | 1.85 | 5.24 | -69.87% | 0.63 |
| WPL | WP STUART & CO | -77.70 | 1.18 | 62940 | n/e | -0.50 | 1.40 | 0.00 | -19.92% | 13.27 |


| ML CO CMN STK | -70.20 | 26.67 | |
| MORGAN STANLEY | -65.80 | 23.92 | |
| GOLDMAN SACHS G | -47.50 | 128.00 | |
| E*TRADE FINL CO | -73.60 | 3.05 | |
| CHARLES SCHWAB | +1.00 | 22.49 |
