| Symbol | Company Name | Weighted Alpha | Last | Market Cap | P/E Ratio | E.P.S. | Beta | Annual Div Yld | R.O.E. | Price Sales |
|---|---|---|---|---|---|---|---|---|---|---|
| SF | STIFEL FINANCIA | +2.20 | 38.54 | 1088380 | 17.00 | 1.96 | 1.17 | 0.00 | 14.82% | 0.99 |
| NITE | KNIGHT CAPITAL | -5.50 | 14.55 | 1490960 | 10.00 | 1.59 | 0.65 | 0.00 | 15.67% | 1.79 |
| BPSG | BROADPOINT SECU | -10.70 | 2.05 | 184980 | n/e | -0.44 | 0.74 | 0.00 | -15.34% | 2.23 |
| GHL | GREENHILL & CO | -13.90 | 61.89 | 1806420 | 29.00 | 2.32 | 0.91 | 2.66 | 44.12% | 4.14 |
| SWS | SWS GROUP INC | -29.80 | 12.57 | 416250 | 14.00 | 1.15 | 1.08 | 2.37 | 9.40% | 1.04 |
| PJC | PIPER JAFFRAY C | -38.50 | 31.76 | 710930 | n/e | -1.26 | 1.26 | 0.00 | -0.71% | 1.30 |
| KBW | KBW INC | -38.60 | 19.60 | 767420 | n/e | -1.19 | n/a | 0.00 | -6.70% | 1.68 |
| SCHW | CHARLES SCHWAB | -39.60 | 15.55 | 20846060 | 17.00 | 1.04 | 1.37 | 1.33 | 32.19% | 4.43 |
| LAB | LABRANCHE & CO | -39.80 | 4.34 | 282070 | 11.00 | -0.79 | 0.18 | 0.00 | 5.22% | 0.81 |
| COWN | COWEN GROUP INC | -40.50 | 5.60 | 80380 | n/e | -6.34 | n/a | 0.00 | -9.30% | 0.72 |
| DHIL | DIAMOND HILL IN | -43.40 | 46.25 | 142360 | 18.00 | 3.28 | 1.65 | 0.00 | 16.02% | 3.97 |
| IBKR | INTERACTIVE BRO | -51.20 | 17.18 | 726780 | 8.00 | 2.21 | n/a | 0.00 | 20.13% | 0.59 |
| AMTD | TD AMERITRADE H | -51.90 | 11.18 | 7756050 | 10.00 | 1.34 | 1.47 | 0.00 | 30.30% | 35.16 |
| ICH | INVESTORS CAP H | -54.20 | 2.95 | 19190 | n/e | -0.35 | 0.83 | 1.37 | -20.24% | 0.32 |
| TRAD | TRADESTATION GR | -58.40 | 6.14 | 301310 | 9.00 | 0.74 | 1.52 | 0.00 | 20.90% | 3.29 |
| EVR | EVERCORE PARTNE | -60.70 | 9.96 | 120590 | n/e | 0.08 | n/a | 4.65 | n/e% | 0.50 |
| JMP | JMP GROUP INC | -63.50 | 3.87 | 72580 | 362.00 | -0.08 | n/a | 5.52 | 0.34% | 1.54 |
| SMHG | SANDERS MORRIS | -63.80 | 4.49 | 141060 | 56.00 | 1.16 | 1.15 | 3.57 | 0.96% | 1.13 |
| FBCM | FBR CAPITAL MAR | -64.50 | 3.34 | 327160 | n/e | -1.42 | n/a | 0.00 | -14.82% | 0.84 |
| OXPS | OPTIONSXPRESS H | -65.90 | 11.74 | 841190 | 9.00 | 1.61 | 1.21 | 2.28 | 38.40% | 5.94 |
| RJF | RAYMOND JAMES F | -67.00 | 16.92 | 2508110 | 11.00 | 2.09 | 1.55 | 2.10 | 13.00% | 1.10 |
| NMR | NOMURA HOLDINGS | -68.90 | 6.62 | 13323000 | n/e | -0.33 | 1.17 | 1.12 | -13.32% | 2.18 |
| JEF | JEFFERIES GROUP | -69.30 | 10.29 | 2008890 | n/e | -0.81 | 1.27 | 0.00 | -5.76% | 0.81 |
| OPY | OPPENHEIMER HLD | -73.80 | 11.89 | 145110 | 6.00 | 0.69 | 1.04 | 4.01 | 5.75% | 0.50 |
| PNSN | PENSON WORLDWID | -74.80 | 5.87 | 168990 | 5.00 | 1.23 | n/a | 0.00 | 12.13% | 0.79 |
| ITG | INVESTMENT TEC | -74.90 | 14.82 | 685190 | 6.00 | 2.63 | 1.35 | 0.00 | 15.54% | 2.38 |
| IAAC | INTERNATIONAL A | -76.30 | 6.30 | 62420 | 3.00 | 2.72 | 1.35 | 0.00 | 41.99% | 0.05 |
| TWPG | THOMAS WEISEL P | -76.80 | 3.75 | 101220 | n/e | -4.69 | n/a | 0.00 | -10.26% | 0.63 |
| PLCC | PAULSON CAPITAL | -80.10 | 1.26 | 7720 | n/e | -2.17 | 1.34 | 0.00 | -39.33% | 0.88 |
| GS | GOLDMAN SACHS G | -80.70 | 65.76 | 30251310 | 5.00 | 16.63 | 1.63 | 1.83 | 18.74% | 0.82 |
| MS | MORGAN STANLEY | -81.80 | 11.35 | 15398750 | n/e | 0.11 | 1.84 | 7.45 | 1.72% | 0.54 |
| MF | MF GLOBAL | -82.10 | 2.16 | 287380 | 20.00 | -0.18 | n/a | 0.00 | 1.75% | 0.68 |
| BGCP | BGC PARTNERS CL | -82.20 | 3.13 | 300420 | 15.00 | -0.23 | 0.98 | 10.75 | 25.62% | 2.39 |

| ML CO CMN STK | -78.40 | 13.22 | |
| MORGAN STANLEY | -75.80 | 14.75 | |
| GOLDMAN SACHS G | -76.10 | 78.99 | |
| E*TRADE FINANCI | -81.50 | 1.35 | |
| CHARLES SCHWAB | -23.50 | 18.33 |
