SEC lawyers probed for insider trading
Two U.S. Securities and Exchange Commission enforcement lawyers are under investigation by federal criminal authorities for allegedly using insider information to trade stocks, a report by the SEC's internal watchdog said.
U.S. jury finds ex-E&Y partner guilty on fraud charges
A U.S. jury found a former partner at accounting firm Ernst & Young LLP guilty of a securities fraud charge on Friday, according to a court document.
Authorities probe insider trading at SEC: source
Two U.S. Securities and Exchange Commission employees are under investigation by federal criminal authorities for allegedly using insider information to trade stocks, a source familiar with the matter said on Thursday.
SEC proposes suit versus Countrywide founder Mozilo
U.S. regulators have recommended filing a civil fraud suit against Countrywide Financial co-founder Angelo Mozilo for insider trading, the Wall Street Journal reported on Wednesday.
SEC proposes suit vs Countrywide founder Mozilo
U.S. regulators have recommended filing a civil fraud suit against Countrywide Financial co-founder Angelo Mozilo for insider trading, the Wall Street Journal reported on Wednesday.
Qwest ex-CEO Nacchio loses bid not to be imprisoned
The former CEO of Qwest International Inc , convicted of insider trading, lost his bid to further delay his prison sentence on Tuesday after the U.S. Supreme Court rejected his appeal.
SEC's tough new cop seen helping agency's image
The new top cop at the U.S. Securities and Exchange Commission is viewed as the best hope in years to root out financial fraud and convince fuming investors that the regulator that missed Bernard Madoff's massive fraud is up to the job.
SEC probing Countrywide CEO stock sales: report
The Securities and Exchange Commission has opened an informal probe into stock sales by Countrywide Financial Corp Chief Executive Angelo Mozilo, the Wall Street Journal said on Wednesday.
Ex-Goldman analyst pleads guilty to insider trading
A former Goldman Sachs Group Inc bond analyst pleaded guilty on Tuesday to helping lead a far-flung insider trading scheme involving tips about pending mergers and stolen copies of BusinessWeek magazine that netted more than $6.7 million in illicit gains.
Regulators tracking another insider trading ring
U.S. securities market regulators are pursuing a suspected insider trading ring that appears to have been operating in many stock and options markets over several months. Authorities said tracking the suspects has been a team effort among the major exchanges and federal regulators.
Qwest ex-CEO gets 6 yrs prison for insider trading
The former chief executive of Qwest Communications International, Joseph Nacchio, was sentenced on Friday to six years in prison and ordered to forfeit $52 million in stock gains from insider trading.
Prosecutors seek medical records for Nacchio's son
Federal prosecutors have asked a judge to order former Qwest Communications International Inc. Chief Executive Joseph Nacchio, who will be sentenced this week for insider trading, to give his son's psychiatric records to the government.
Australia court clears Citigroup of insider trading
Court ruled the U.S. bank's 'Chinese Walls' were not breached when it traded shares in a company it knew was a takeover target.
Ex-Countrywide execs plead guilty to insider trading
Three former Countrywide Financial Corp. (NYSE: CFC) executives agreed to plead guilty to charges they conducted insider trading in the mortgage lender's shares in the week leading up to a disappointing earnings report, federal prosecutors said.
Comcast shares may shrug off insider sales, shorts
As top Comcast Corp. executives unloaded more than $15 million of stock in the largest U.S. cable operator over the past few weeks, an investor could be excused for a growing sense of unease.
Martha Stewart Settles Insider Trading Case
Martha Stewart, the high profile founder of Martha Stewart Living Omnimedia, settled civil charges with the SEC on Monday regarding charges of insider trading brought against her several years ago.